My strategy is to take the time to learn each client’s wants and needs, tailor a portfolio to meet those objectives and then closely monitor the portfolio to ensure it performs as expected. Stop-loss orders are used extensively, even for mutual funds, and clients are consulted regularly.

In terms of investment strategies and stock picks, I study sectoral trends, individual fundamentals, recent and portending news, trends that are evident from stock and commodities charts, economic cycles, political climates and market probabilities.

Through the services of Research Capital Corporation I have full access to a broad range of sophisticated tools for both investment research and client services.

Complementary to that, using Research Capital Financial Services Inc. I can provide all my clients complete access to insured investment approaches.

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Research Capital’s Corporate Services

My staff has extensive experience with the administration, reporting and execution of Employee Share Purchase plans and Stock Option plans.

Access to New Issues, Private Placements and the ‘Grey Market’: Our Equity Capital Markets Group ensures my clients have access to new issue products like Initial Public Offerings and Flow Thru Financings. For those clients who meet the accredited investor qualifications I have access to and am able to facilitate the purchase of most private placements. The Company has various relationships that also give us access to the private grey market for those investors looking for liquidity in their private positions.

  • Cashless Stock Options Exercise
  • Retirement Planning
  • Estate Planning
  • Charitable Giving
  • Tax Free Savings Accounts
  • Registered Education Savings Plans (RESP)